UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G/A
Under the Securities Exchange Act of 1934
(Amendment No. 3)*
Pervasive Software Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
715710109
(CUSIP Number)
December 31, 2011
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
¨ Rule 13d-1(b)
¨ Rule 13d-1(c)
x Rule 13d-1(d)
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 715710109 |
(1) |
Names of reporting persons. I.R.S. Identification Nos. of above persons (entities only).
Michael E. Hoskins | |||||
(2) | Check the appropriate box if a member of a group (see instructions)
(a) x (b) ¨ | |||||
(3) | SEC use only
| |||||
(4) | Citizenship or place of organization
United States of America | |||||
Number of shares beneficially owned by each reporting person with: |
(5) | Sole voting power
1,451,135* | ||||
(6) | Shared voting power
0 | |||||
(7) | Sole dispositive power
1,451,135 | |||||
(8) | Shared dispositive power
0 | |||||
(9) |
Aggregate amount beneficially owned by each reporting person
1,451,135* | |||||
(10) |
Check if the aggregate amount in Row (9) excludes certain shares (see instructions)
| |||||
(11) |
Percent of class represented by amount in Row (9)
9.0% | |||||
(12) |
Type of reporting person (see instructions)
IN |
* | Of these shares, 1,400,000 are held in the name of Rotenburg, L.P., a Texas limited partnership, of which Cordoba, LLC, a Texas limited liability company is the general partner. Mr. Hoskins is the managing member of Cordoba, LLC and in this capacity has sole voting and dispositive power over such shares. |
Page 2 of 8
CUSIP No. 715710109 |
(1) |
Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only).
Rotenburg, L.P. | |||||
(2) | Check the appropriate box if a member of a group (see instructions)
(a) x (b) ¨ | |||||
(3) | SEC use only
| |||||
(4) | Citizenship or place of organization
Partnership organized under the laws of Texas | |||||
Number of shares beneficially owned by each reporting person with: |
(5) | Sole voting power
1,400,000 | ||||
(6) | Shared voting power
0 | |||||
(7) | Sole dispositive power
1,400,000 | |||||
(8) | Shared dispositive power
0 | |||||
(9) |
Aggregate amount beneficially owned by each reporting person
1,400,000 | |||||
(10) |
Check if the aggregate amount in Row (9) excludes certain shares (see instructions)
| |||||
(11) |
Percent of class represented by amount in Row (9)
8.7% | |||||
(12) |
Type of reporting person (see instructions)
PN |
Page 3 of 8
CUSIP No. 715710109 |
(1) |
Names of reporting persons. I.R.S. Identification Nos. of above persons (entities only).
Armidale, L.P. | |||||
(2) | Check the appropriate box if a member of a group (see instructions)
(a) x (b) ¨ | |||||
(3) | SEC use only
| |||||
(4) | Citizenship or place of organization
Partnership organized under the laws of Texas | |||||
Number of shares beneficially owned by each reporting person with: |
(5) | Sole voting power
0 | ||||
(6) | Shared voting power
0 | |||||
(7) | Sole dispositive power
0 | |||||
(8) | Shared dispositive power
0 | |||||
(9) |
Aggregate amount beneficially owned by each reporting person
0 | |||||
(10) |
Check if the aggregate amount in Row (9) excludes certain shares (see instructions)
| |||||
(11) |
Percent of class represented by amount in Row (9)
0% | |||||
(12) |
Type of reporting person (see instructions)
PN |
Page 4 of 8
Item 1.
(a) | Name of Issuer: Pervasive Software Inc. |
(b) | Address of Issuers Principal Executive Offices: 12365 Riata Trace Parkway, Building B, Austin, TX 78727 |
Item 2.
(a) | Name of Person Filing: |
Michael E. Hoskins
Rotenburg, L.P., a Texas limited partnership, of which Cordoba, LLC, a Texas limited liablity company is the general partner. Mr. Hoskins is the managing member of Cordoba, LLC
(b) | Address of Principal Business Office or, if none, Residence: |
Michael E. Hoskins
12365 Riata Trace Parkway, Building B
Austin, TX 78727
Rotenburg, L.P., a Texas limited partnership
c/o Lowenberg Wealth Management Group
815A Brazos Street, Suite 266
Austin, TX 78701
(c) | Citizenship: |
Michael E. HoskinsUnited States of America
Rotenburg, L.P. organized unter the laws of the State of Texas
(d) | Title of Class of Securities: Common Stock |
(e) | CUSIP Number: 715710109 |
Item 3. | If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
Not applicable.
Page 5 of 8
Item 4. | Ownership |
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
(a) | Amount beneficially owed: |
1,451,135*
(b) | Percent of class: |
9%
(c) | Number of shares as to which the person has: |
(i) | Sole power to vote or to direct the vote |
1,451,135 shares*
(ii) | Shared power to vote or to direct the vote |
0 shares
(iii) | Sole power to dispose or to direct the disposition of |
1,451,135 shares*
(iv) | Shared power to dispose or to direct the disposition of |
0 shares
* | Of these shares, 1,400,000 are held in the name of Rotenburg, L.P., a Texas limited partnership, of which Cordoba, LLC, a Texas limited liability company is the general partner. Mr. Hoskins is the managing member of Cordoba, LLC and in this capacity has sole voting and dispositive power over such shares. |
Item 5. | Ownership of Five Percent or Less of a Class |
Not applicable.
Item 6. | Ownership of More than Five Percent on Behalf of Another Person |
Not applicable.
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company |
Not applicable.
Item 8. | Identification and Classification of Members of the Group |
Michael E. Hoskins
Rotenburg, L.P., a Texas limited partnership, of which Cordoba, LLC, a Texas limited liablity company is the general partner. Mr. Hoskins is the managing member of Cordoba, LLC
Page 6 of 8
Item 9. | Notice of Dissolution of Group |
Not applicable.
Item 10. | Certification |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
Page 7 of 8
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
February 14, 2012 | ||
Date | ||
/s/ Michael E. Hoskins | ||
Signature |
Michael E. Hoskins | ||
Name/ Title | ||
ROTENBURG, L.P. a Texas limited partnership | ||
By: CORDOBA LLC, a Texas limited liability company | ||
By: Michael E. Hoskins, managing member |
February 14, 2012 | ||
Date |
/s/ Michael E. Hoskins | ||
Signature |
Michael E. Hoskins | ||
Name/ Title |
ARMIDALE L.P. a Texas limited partnership | ||
By: SALAMANCA, LLC, a Texas limited liability company | ||
By: Michael E. Hoskins, managing member |
February 14, 2012 | ||
Date |
/s/ Michael E. Hoskins | ||
Signature |
Michael E. Hoskins | ||
Name/ Title |